Registration of service agencies
Article 7 the "risk warning" association for services is dealt with register does not constitute a service agency service, continuous compliance approval, not as the assets of the fund and the investor property safety guarantee. The service organization shall not conduct the fund service for six months after the registration of the association, and the association shall cancel its registration.
Article 8 the application for registration requirements 】 【 private equity share registration services, fund valuation services, accounting services, information technology system shall meet the following requirements:
(1) the operation is in good condition, and the institutions that carry out the share registration services and information technology system services of the private equity fund shall not be less than 50 million yuan.
(2) the corporate governance structure is improved and the internal control is effective;
(3) the rules of operation and operation shall not be recorded in any major violations in the past three years;
(4) organizational structure, complete with a special service team and in charge of the service business executives, service business team set up to ensure complete and independent business operations, permanent service business team to meet business needs and safety;
(5) is equipped with the corresponding hardware and software facilities, security, independence, high efficiency, stable business technology systems, and all system has been completed, including association designated central data exchange platform, business networking test;
(6) the legal representatives of the departments responsible for the services of the private equity fund and the legal representatives of the independent third party service institutions shall have the qualifications of the fund. All practitioners shall be eligible for the fund's work within 6 months from the date of the private equity services business, and participate in the follow-up practice training;
(7) the application organization shall assess whether the business has conflicts of interest and set up a corresponding firewall system;